Capvision Hiring 2021 - Capvision invite the best people to apply Compliance Analyst that will be placed in New York.
Capvision Recruitment 2021
Detail of : Compliance Analyst Job Openings in New York
is a global primary research platform connecting financial institutions, consulting firms, global enterprises, and high-net-worth individuals with subject matter experts across all industries and regions. Our goal is to provide clients with the necessary tools to gain the right insights for their research objectives. To achieve this, we conduct expert interviews, industry research, business consulting, marketing surveys, and in-person/remote conferences.
At , we remain committed to client protection. As such, our Compliance structure is an integral part of 's business. We are seeking to grow our global team and maintain compliance excellence with a New York City-based Compliance Analyst who will report to the Chief Compliance Officer. The main purpose of this role is to support the compliance requirements of 's business in the U.S.
is seeking a self-starting Compliance Analyst to implement our compliance framework and support the Chief Compliance Officer. The Compliance Analyst will also work with the Business Development team and Research team to drive initiatives related to implementing and executing upon world class compliance standards.
The successful candidate will be proactive, people-oriented, and able to integrate themselves seamlessly into existing and emerging Compliance processes and procedures. The candidate will leverage strong analytical thinking and regulatory reporting skills to ensure appropriate, risk-based application of compliance to ensure smooth business operations with Clients and Experts. The successful candidate will also be able to effectively build out our compliance processes and operations and communicate our compliance framework to clients.
Evaluating and approving a high volume of in-house research requests for compliance with internal policies and client-specific processes, and responding in a timely manner
Answering internal queries on compliance decisions
Escalating non-compliant or complex questions from the business or requests as and when required
Ensuring we are compliant with applicable laws, internal compliance procedures and pre-agreed client specific processes
Ensuring compliance with applicable laws, internal compliance procedures and pre-agreed client specific processes
Monitoring and processing personal data requests and active projects to flag and mitigate potential risks
Reviewing and improving clients' compliance procedures prior to implementation
Resolving compliance queries from lines of business and clients
Rigorous attention to detail and ability to identify, remedy, and proactively prevent risks
Exceptional analytical skills
Discretion in handling confidential information
Professionalism and ability to develop effective working relationships across departments with individuals at all levels
Excellent oral and written communication skills
Strong communication skills
Juris Doctor (JD) degree required
0-4 years experience in similar compliance role preferred
Knowledge of financial services, industry regulations, and due diligence preferred
Experience in enforcement preferred
Supported by 350,000+ Industry Professionals, is one of the world's largest expert networks and primary research firms. With a network of experts all around the world catering to a vast variety of industries, provides premium knowledge sharing services for those looking to grow, sustain, or improve their unique business and investment ventures using sound insight and proven research.
helps financial institutions, consulting firms, global enterprises, and high net worth individuals reach new professional heights with customized services such as expert consultations, primary research tailored to your industry, marketing surveys, and on-demand in-person and remote conferences.
If you feel that you can meet the qualification and up to the challenge, please send directly through :
All applications will be treated confidentially.
Only qualified, short-listed applicants will be invited for furthers process.
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