Compliance Analyst Capvision New York

Job Title : Compliance Analyst
Date : 24 July 2021
Company : Capvision
City : New York

Capvision Hiring 2021 - Capvision invite the best people to apply Compliance Analyst that will be placed in New York.

Capvision Recruitment 2021

Detail of : Compliance Analyst Job Openings in New York

About :

is a global primary research platform connecting financial institutions, consulting firms, global enterprises, and high-net-worth individuals with subject matter experts across all industries and regions. Our goal is to provide clients with the necessary tools to gain the right insights for their research objectives. To achieve this, we conduct expert interviews, industry research, business consulting, marketing surveys, and in-person/remote conferences.

At , we remain committed to client protection. As such, our Compliance structure is an integral part of 's business. We are seeking to grow our global team and maintain compliance excellence with a New York City-based Compliance Analyst who will report to the Chief Compliance Officer. The main purpose of this role is to support the compliance requirements of 's business in the U.S.

Summary:

is seeking a self-starting Compliance Analyst to implement our compliance framework and support the Chief Compliance Officer. The Compliance Analyst will also work with the Business Development team and Research team to drive initiatives related to implementing and executing upon world class compliance standards.

The successful candidate will be proactive, people-oriented, and able to integrate themselves seamlessly into existing and emerging Compliance processes and procedures. The candidate will leverage strong analytical thinking and regulatory reporting skills to ensure appropriate, risk-based application of compliance to ensure smooth business operations with Clients and Experts. The successful candidate will also be able to effectively build out our compliance processes and operations and communicate our compliance framework to clients.

Responsibilities:

  • Evaluating and approving a high volume of in-house research requests for compliance with internal policies and client-specific processes, and responding in a timely manner
  • Answering internal queries on compliance decisions
  • Escalating non-compliant or complex questions from the business or requests as and when required
  • Ensuring we are compliant with applicable laws, internal compliance procedures and pre-agreed client specific processes
  • Ensuring compliance with applicable laws, internal compliance procedures and pre-agreed client specific processes
  • Monitoring and processing personal data requests and active projects to flag and mitigate potential risks
  • Reviewing and improving clients' compliance procedures prior to implementation
  • Resolving compliance queries from lines of business and clients

Skills:

  • Rigorous attention to detail and ability to identify, remedy, and proactively prevent risks
  • Exceptional analytical skills
  • Discretion in handling confidential information
  • Professionalism and ability to develop effective working relationships across departments with individuals at all levels
  • Excellent oral and written communication skills
  • Strong communication skills

Qualifications:

  • Juris Doctor (JD) degree required
  • 0-4 years experience in similar compliance role preferred
  • Knowledge of financial services, industry regulations, and due diligence preferred
  • Experience in enforcement preferred

About :

Supported by 350,000+ Industry Professionals, is one of the world's largest expert networks and primary research firms. With a network of experts all around the world catering to a vast variety of industries, provides premium knowledge sharing services for those looking to grow, sustain, or improve their unique business and investment ventures using sound insight and proven research.

helps financial institutions, consulting firms, global enterprises, and high net worth individuals reach new professional heights with customized services such as expert consultations, primary research tailored to your industry, marketing surveys, and on-demand in-person and remote conferences.


If you feel that you can meet the qualification and up to the challenge, please send directly through :



Notes :

  • All applications will be treated confidentially.
  • Only qualified, short-listed applicants will be invited for furthers process.

If you are not interested in Compliance Analyst New York September 2021 Capvision above, you can try to find your job by read related jobs from another company in New York below.


Related Jobs

Nomura Greentech – 2021 And 2022 Investment Banking Full-Time Analyst

: 22 September 2021 : NOMURA : New York

We are seeking high impact Investment Banking Analysts to join Nomura Greentech and cover clients, develop our continuing thought leadership and execute…

2ND Shift Chipper

: 22 September 2021 : McWane, Inc. : Elmira

This is a physically demanding position and often requires repetitive lifting of smaller product (up to 50 lbs), assisted lifting of heavier product, standing…

Customer Service Representative

: 22 September 2021 : Latham, The Pool Company : Latham

Customer Service/Order Entry Representatives handle customer orders, telephone, and /or email contacts with distributors, dealers/customers, consumers and…

EXECUTIVE ASSISTANT

: 22 September 2021 : Saks Fifth Avenue : New York

Provides support to various meetings the leaders chairs by typing and distributing minutes, preparing agenda packages, arranging meeting dates/times/rooms,…

Customer Care Associate

: 22 September 2021 : Girl Scouts of the USA : New York

Answers incoming calls/requests; engages in problem-solving and provides solutions; manages and responds appropriately to all inquiries including but not…

Tag Clouds

#Overland Park #Pci St Michael #Payroll Specialist Gilbert Az #Sheriff Ludlow Ma #Lab #Pep Boys Yakima #Carpenter California #Merchandising Albany Ny #Matts Dogs #Lake Havasu